| 24-00110 | 09/26/2024 | Claimant(s): Tony Toska
Claimant Lawyers(s): Harris Freedman
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 23-02749 | 09/17/2024 | Claimant(s): James Simmons
Claimant Lawyers(s): Harris Freedman
Respondent(s): FSC Securities Corporation, Brookstreet Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Jennifer R. Cox, Julie Mains
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 23-02724 | 08/22/2024 | Claimant(s): Paul Zoch
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
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| 23-02824 | 08/09/2024 | Claimant(s): Mychael Nguyen
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 23-02909 | 08/05/2024 | Claimant(s): Keith Wood
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
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| 23-01249 | 07/15/2024 | Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 23-01439 | 07/12/2024 | Claimant(s): Kian Nobari
Claimant Lawyers(s): Harris Freedman
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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| 23-01492 | 07/11/2024 | Claimant(s): David Price
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeff Margolin
Arbitrator(s): Terry M Lloyd, James H. Fehlberg, Scott Hooper
Hearing Site: Portland, OR
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| 23-02310 | 07/08/2024 | Claimant(s): Michael Mcgregor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Harrison Douglas.
Respondent Lawyers(s): Doouglas W. Schriner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
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| 23-02974 | 07/02/2024 | Claimant(s): Bradley Hargrave
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Edith M. Novack, Olugbenga Sopeju, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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