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FINRA Awards for James J. Stamos

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0299911/01/2024Claimant(s): Frederick Kort
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL

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