Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01449 | 05/30/2024 | Claimant(s): John Paul Morales Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): John Francis Markuns Hearing Site: Hartford, CT | ||
| 23-02936 | 02/21/2024 | Claimant(s): Candida Bobonis Roig, Lizzette Bobonis Roig Claimant Lawyers(s): David I. Hantman Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-03022 | 02/13/2024 | Claimant(s): Daniel Sears Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-02227 | 02/01/2024 | Claimant(s): Guy Angiuoni Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-00815 | 09/29/2023 | Claimant(s): Nathan Macdonald Claimant Lawyers(s): Samuel E. Cohen Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Samuel H. Chorches, Howard N. Gorney, John Francis Markuns Hearing Site: Augusta, ME | ||
| 20-02678 | 07/22/2022 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 20-03361 | 08/13/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY | ||
| 19-03332 | 06/08/2021 | Claimant(s): Martin Kaplan Claimant Lawyers(s): Kyle M. Kulzer Respondent(s): Next Financial Group. Respondent Lawyers(s): Steven N. Fuller Arbitrator(s): John Francis Markuns, Paula M. Bagger, Gail Sillman Hearing Site: Boston, MA |  | Expungement |
| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 16-02889 | 09/28/2017 | Claimant(s): Christopher Stoddard Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA |