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FINRA Awards for Brian Mulvey

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0267807/22/2022Claimant(s): Brian Mulvey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
17-0239508/03/2018Claimant(s): Brian Mulvey
Claimant Lawyers(s): Owen Harnett
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Paul A. Auerbach
Hearing Site: Boston, MA

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