| 13-03275 | 07/10/2024 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Robert B. Ericson
Respondent(s): James Dryden
Respondent Lawyers(s): Deborah A. Klar
Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Frank Centofanti
Hearing Site: Los Angeles, CA
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| 20-00721 | 06/30/2023 | Claimant(s): Insight Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Deutsche Bank Securities., Gloria Molina, Pascal Landrove, Reynaldo Figueiredo
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Christopher J. Klein, Richard Lewis Zack, Mark A. Jacoby
Hearing Site: Boca Raton, FL
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| 22-01798 | 06/07/2023 | Claimant(s): Michael Bosl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Cheryl H. Agris
Hearing Site: New York, NY
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| 21-02318 | 04/18/2023 | Claimant(s): Raymond, James & Associates., Michael Kuras, Patrick Marsh, Raymond James Financial.
Claimant Lawyers(s): Robert J. Becher
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): David G. Januszewski
Arbitrator(s): Brian R. Cohen, James M. Rhodes, Paul C. Tang
Hearing Site: New York, NY
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| 22-00055 | 12/15/2022 | Claimant(s): Enis Taner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Noah Jonathan Hanft
Hearing Site: New York, NY
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| 19-00388 | 08/26/2022 | Claimant(s): Jeffrey May
Claimant Lawyers(s): John A. Coleman
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Nicole M. Zito
Arbitrator(s): Pamela H Roderick, Lisa Lograno, Denise C. Sagua
Hearing Site: New York, NY
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| 18-02874 | 06/09/2022 | Claimant(s): Emmanuel DeSousa
Claimant Lawyers(s): Howard E King
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Helen Marinak Blohm, Robert E. Thompson, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
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| 18-03448 | 12/17/2021 | Claimant(s): Pius Sprenger, Srinvas Namagiri
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Lloyd Chin
Arbitrator(s): Harvey Barrison, Madelon M. Rosenfeld, Margarita Echevarria
Hearing Site: New York, NY
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| 21-01593 | 12/07/2021 | Claimant(s): Nicolas Rueda
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
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| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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