FINRA Awards for Insight Securities.

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01096	12/14/2023	Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Karl Richard Lukens, David Miller Hearing Site: Chicago, IL
20-00721	06/30/2023	Claimant(s): Insight Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Deutsche Bank Securities., Gloria Molina, Pascal Landrove, Reynaldo Figueiredo Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Christopher J. Klein, Richard Lewis Zack, Mark A. Jacoby Hearing Site: Boca Raton, FL
21-01761	11/07/2022	Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Marilee Roberg, Seymour Andrew Newman Hearing Site: Chicago, IL
19-02000	04/08/2020	Claimant(s): Insight Securities. Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): David G. Januszewski Arbitrator(s): Leonard M. Bakal, Alice Holly Oshins, Raquel Kraus Hearing Site: New York, NY