Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00020 | 05/05/2023 | Claimant(s): Bryan Sullivan Claimant Lawyers(s): Ruth I. Major Respondent(s): Wells Fargo Clearing Services, Robert Wellford Respondent Lawyers(s): Sara Soto Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 21-01817 | 03/23/2023 | Claimant(s): Roger Johnson Claimant Lawyers(s): David Vermont Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C.. Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen Hearing Site: Chicago, IL |  | $0 |
| 21-01761 | 11/07/2022 | Claimant(s): Carlos Legaspy Claimant Lawyers(s): Nicholas P. Iavarone Respondent(s): Insight Securities. Respondent Lawyers(s): James Gaafar Arbitrator(s): Lawrence W. Arness, Marilee Roberg, Seymour Andrew Newman Hearing Site: Chicago, IL | ||
| 22-00182 | 10/11/2022 | Claimant(s): Matthew Lohr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 21-02905 | 10/03/2022 | Claimant(s): Subhash Mannava Claimant Lawyers(s): Oran D. Cart Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 22-00018 | 06/24/2022 | Claimant(s): Candaice Haywood Claimant Lawyers(s): Candaice Haywood Respondent(s): Aspiration Financial LLC Respondent Lawyers(s): Michael Joseph Shuckerow Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 22-00304 | 06/23/2022 | Claimant(s): Gregory Kruse Claimant Lawyers(s): Gregory Kruse Respondent(s): Paul Price Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 21-01178 | 12/20/2021 | Claimant(s): Jennifer Jasinski Claimant Lawyers(s): Douglas Hyman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | ||
| 20-03915 | 08/02/2021 | Claimant(s): Bernadette Donisch, William Donisch Claimant Lawyers(s): William Donisch Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda H. Wright Arbitrator(s): Marilee Roberg Hearing Site: Chicago, IL | | $0 |
| 19-02198 | 10/08/2020 | Claimant(s): Scott Roeth Claimant Lawyers(s): Mitchell B. Katten Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jeff Goldman Arbitrator(s): Kenneth N. Adamson, Marilee Roberg, Walter Patrick Giblin Hearing Site: Chicago, IL | | Settlement |