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FINRA Awards for Frank Black

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0181703/23/2023Claimant(s): Roger Johnson
Claimant Lawyers(s): David Vermont
Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C..
Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien
Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0063502/06/2015Claimant(s): Julie Schmidt
Claimant Lawyers(s): Jeffrey D. Pederson
Respondent(s): Frank Black, Southeast Investments, N.C..
Respondent Lawyers(s): Frank H. Black, Frank Harmon Black
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
Checkmark Icon$52,152
13-0170802/20/2014Claimant(s): Scott Rivard
Claimant Lawyers(s): Scott W Rivard
Respondent(s): Frank Black, Southeast Investments, N.C. Inc.
Respondent Lawyers(s): Frank Harmon Black
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
08-0272106/23/2009Claimant(s): Bobby Hurt
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black, James Davenport
Respondent Lawyers(s): Danny J. Basil, Frank H. Black
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
Checkmark Icon$0
08-0254203/31/2009Claimant(s): James Davenport
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black
Respondent Lawyers(s): Frank Black
Arbitrator(s): G. Brooks Euler
Hearing Site: Louisville, KY
07-0177510/06/2008Claimant(s): Elizabeth Burnell, Estate of Brian Burnell
Claimant Lawyers(s): John Hanzel
Respondent(s): Frank Black, Southeast Investments, N.C..
Respondent Lawyers(s): Frank H. Black
Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Richard E. Miley
Hearing Site: Charlotte, NC
Checkmark Icon$0

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