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FINRA Awards for Frank H. Black

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0252401/13/2017Claimant(s): Darlene Platt
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Southeast Investments, N.C..
Respondent Lawyers(s): Frank H. Black
Arbitrator(s): Daniel P. Lund
Hearing Site: Boca Raton, FL
Checkmark Icon$15,082
15-0294608/18/2016Claimant(s): Southeast Investments, N.C..
Claimant Lawyers(s): Frank H. Black
Respondent(s): Craig Sorenson, Troy West
Respondent Lawyers(s): David von Gunten, Paul R. McMenamin
Arbitrator(s): Steven Meyrich, Charles G. Michaels, Melissa Dawn Hubbard
Hearing Site: Denver, CO
14-0063502/06/2015Claimant(s): Julie Schmidt
Claimant Lawyers(s): Jeffrey D. Pederson
Respondent(s): Frank Black, Southeast Investments, N.C..
Respondent Lawyers(s): Frank H. Black, Frank Harmon Black
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
Checkmark Icon$52,152
08-0272106/23/2009Claimant(s): Bobby Hurt
Claimant Lawyers(s): Danny J. Basil
Respondent(s): Frank Black, James Davenport
Respondent Lawyers(s): Danny J. Basil, Frank H. Black
Arbitrator(s): James P. McCrocklin
Hearing Site: Louisville, KY
Checkmark Icon$0
07-0177510/06/2008Claimant(s): Elizabeth Burnell, Estate of Brian Burnell
Claimant Lawyers(s): John Hanzel
Respondent(s): Frank Black, Southeast Investments, N.C..
Respondent Lawyers(s): Frank H. Black
Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Richard E. Miley
Hearing Site: Charlotte, NC
Checkmark Icon$0

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