Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02524 | 01/13/2017 | Claimant(s): Darlene Platt Claimant Lawyers(s): Mark A. Tepper Respondent(s): Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black Arbitrator(s): Daniel P. Lund Hearing Site: Boca Raton, FL |  | $15,082 |
| 16-00781 | 07/26/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Pedro Marrero Astacio Respondent Lawyers(s): Pedro J. Marrero Astacio Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 16-00799 | 07/26/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): William Eaton Respondent Lawyers(s): William Thomas Eaton Arbitrator(s): Daniel P. Lund Hearing Site: Boca Raton, FL | ||
| 14-01002 | 03/03/2015 | Claimant(s): Jeffery Owens, Volha Owens Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Daniel P. Lund Hearing Site: Jacksonville, FL | | $0 |
| 14-02586 | 02/20/2015 | Claimant(s): Newport Group Securities. Claimant Lawyers(s): Hope L. Newsome Respondent(s): Michael Lee Respondent Lawyers(s): Michael David Lee Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 13-02681 | 03/13/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): Austin Jambor Respondent Lawyers(s): Jason S. Chapman Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 13-01527 | 10/28/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Richard Flecca Respondent Lawyers(s): Richard Warren Flecca Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | ||
| 12-03264 | 08/06/2013 | Claimant(s): Evangelos Dimopoulos Claimant Lawyers(s): Evangelos Dimopoulos Respondent(s): Christopher Fontana, Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | | Expungement |
| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jonathan Berg Respondent(s): Waldyr Prado Respondent Lawyers(s): Waldyr Prado Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | ||
| 11-04642 | 12/18/2012 | Claimant(s): William Armstrong Claimant Lawyers(s): William Edwin Armstrong Respondent(s): David Brouwer Respondent Lawyers(s): David Granville Brouwer Arbitrator(s): Daniel P. Lund Hearing Site: Miami, FL | | $0 |