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FINRA Awards for Richard Warren Flecca

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0177502/17/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Richard J. Fuller
Hearing Site: Orlando, FL
13-0152710/28/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Richard Flecca
Respondent Lawyers(s): Richard Warren Flecca
Arbitrator(s): Daniel P. Lund
Hearing Site: Orlando, FL

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