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FINRA Awards for Wells Fargo Clearing Services

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Displaying 10 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0151211/21/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Robert Chambers
Respondent Lawyers(s): Robert Mark Chambers
Arbitrator(s): Harry Hamilton Herts, Zeek Ojeh, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
22-0162711/19/2024Claimant(s): Scott Branson
Claimant Lawyers(s): Scott Lake Branson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Stephanie E. Simmons, Monica Moya, Cary Valden Sorensen
Hearing Site: Houston, TX
24-0078911/05/2024Claimant(s): Irma Elshafei
Claimant Lawyers(s): Irma Elshafei
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Randall B Christison
Hearing Site: San Diego, CA
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24-0047210/24/2024Claimant(s): Michelle Anthony
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Matthew P. Fischer
Arbitrator(s): Barbara M. Zak
Hearing Site: Phoenix, AZ
23-0214410/24/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Linda Borst
Respondent Lawyers(s): Matthew J. Klieger
Arbitrator(s): Edward W. Morris, Lorrie E Whitfield, Miki Herrick
Hearing Site: New York, NY
24-0007310/23/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Thomas Braley
Respondent Lawyers(s): Thomas Alan Braley
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
22-0205110/21/2024Claimant(s): Darren Oglesby
Claimant Lawyers(s): Patrick S. Wolleson
Respondent(s): Amber Fife, Wells Fargo Clearing Services, Michael Ryan
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Mark A. Myers, Kenneth R. Starr, Robert E. Graves
Hearing Site: Jackson, MS
23-0129010/07/2024Claimant(s): Glen Strauss, Hank Krakover, Jonathan Lewis
Claimant Lawyers(s): Richard A. Schwartz
Respondent(s): Wells Fargo Clearing Services, Wells Fargo & Company
Respondent Lawyers(s): David W. Moreshead
Arbitrator(s): Olivia J. Valentine, Alan Stanley Petlak, Edward James Weiss
Hearing Site: Los Angeles, CA
22-0004910/07/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gary Cattich
Respondent Lawyers(s): Mark C. Thomas
Arbitrator(s): Arocles Aguilar, Eduardo Barocio, Christian Arthur Zrull
Hearing Site: San Francisco, CA
23-0000510/04/2024Claimant(s): Harry Pappas
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Casey Middleton, Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): William Kent Brown, David Robert Coughlin, Jeff Cappelletti
Hearing Site: Boca Raton, FL

483 Results

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