| 22-00049 | 10/07/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gary Cattich
Respondent Lawyers(s): Mark C. Thomas
Arbitrator(s): Arocles Aguilar, Eduardo Barocio, Christian Arthur Zrull
Hearing Site: San Francisco, CA
| | |
| 22-00037 | 05/10/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Seidler
Respondent Lawyers(s): Mark Thomas
Arbitrator(s): D. Peter Gleichenhaus, Meredith F. Hoffman, Enrique Colin
Hearing Site: San Francisco, CA
| | |
| 23-00529 | 06/01/2023 | Claimant(s): Morgan Stanley, MSSB Financing LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Ronald Diaz
Respondent Lawyers(s): Ronald Diaz
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Phoenix, AZ
| | |
| 21-01228 | 12/23/2022 | Claimant(s): Steve Heng
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward B. Lozowicki, Della Stein, Robert W Hillman
Hearing Site: San Francisco, CA
| | |
| 20-00147 | 09/23/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Stuart Cohen
Respondent Lawyers(s): Brenda Kay Brown
Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin
Hearing Site: Las Vegas, NV
| | |
| 20-00737 | 04/29/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Aaron Chung
Respondent Lawyers(s): Aaron Moon-Young Chung
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 19-02741 | 03/04/2021 | Claimant(s): Jonathan Siegel
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edith N. Dinneen, Kenneth M. Weinman, Michael John Florio
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03675 | 01/22/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Martinez
Respondent Lawyers(s): Michael Anthony Martinez
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
| | |
| 19-03557 | 09/16/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Burns
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | |
| 20-00738 | 07/06/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Riza Hernandez
Respondent Lawyers(s): Riza Khalil Hernandez
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | |
