| 24-00236 | 09/26/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Kausmeier
Arbitrator(s): Nancy J. Cliff, Anna M. Fanelli, Grant D. Sanders
Hearing Site: Tampa, FL
| | |
| 23-01770 | 09/16/2024 | Claimant(s): Anne Connell-Freund
Claimant Lawyers(s): Jason T. Albin
Respondent(s): Derek Crihfield, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lynn Hirschfeld Brahin, Robert M Lustig, Adeladi Williams
Hearing Site: Cleveland, OH
|  | $0 |
| 19-03217 | 08/13/2024 | Claimant(s): Narinder Gupta, Suman Gupta
Claimant Lawyers(s): Narinder Gupta, Suman D. Gupta
Respondent(s): Ameriprise Financial Services, Michael Hannon
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lynne R. Stern, Karen Roberts Washington, Genevieve Anderson
Hearing Site: New Orleans, LA
| | Expungement |
| 23-03176 | 05/30/2024 | Claimant(s): Stephen Ferguson
Claimant Lawyers(s): Stephen Ferguson
Respondent(s): Ameriprise Financial Services, Mark Giordano, Riversource Distributors.
Respondent Lawyers(s): Sydney Crowder Franco
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $0 |
| 23-02772 | 04/11/2024 | Claimant(s): Inderpal Anand
Claimant Lawyers(s): James P. Galvin
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 23-01383 | 02/20/2024 | Claimant(s): Andrew Leicht
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
| | |
| 23-01445 | 02/15/2024 | Claimant(s): Jonathan Satovsky
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services, USF Securities, L.P.
Respondent Lawyers(s): CT Corporation System, Howard Klausmeier
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 22-01112 | 03/09/2023 | Claimant(s): Sandra Lucido, Vincent Lucido
Claimant Lawyers(s): Sandra N Lucido, Vincent S Lucido
Respondent(s): Ameriprise Financial Services., Ameriprise Financial Services, Reza Taraz, Riversource Distributors.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides
Hearing Site: Boca Raton, FL
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