Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03176 | 05/30/2024 | Claimant(s): Stephen Ferguson Claimant Lawyers(s): Stephen Ferguson Respondent(s): Ameriprise Financial Services, Mark Giordano, Riversource Distributors. Respondent Lawyers(s): Sydney Crowder Franco Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY |  | $0 |
| 20-02440 | 01/28/2022 | Claimant(s): Kenneth Williams Claimant Lawyers(s): Kenneth L. Williams Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY |