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FINRA Awards for Kim Monchik

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0060808/07/2023Claimant(s): Michael Trotter
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
Checkmark Icon$0
20-0244001/28/2022Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth L. Williams
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
21-0019909/02/2021Claimant(s): John Lowry
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman
Hearing Site: New York, NY
20-0302707/12/2021Claimant(s): Thomas Briguccia
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0295402/22/2021Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
20-0080508/03/2020Claimant(s): John Prymak
Claimant Lawyers(s): John Prymak
Respondent(s): Joseph Kelly, Spartan Capital Securities
Respondent Lawyers(s): Joseph Kelly, Kim Monchik
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
Checkmark Icon$0
18-0411706/27/2019Claimant(s): Robert Greenwell
Claimant Lawyers(s): Robert S. Greenwell
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$15,806
17-0168203/19/2019Claimant(s): Leon Morgan
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): John Lowry, Kim Monchik, SCS Advisory Services, Spartan Capital Holding, Spartan Capital Securities
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Susan Manca, Bryan Lane Berson, Elliot Schnapp
Hearing Site: New York, NY
Checkmark IconExpungement
15-0141605/17/2016Claimant(s): Greg Wampler
Claimant Lawyers(s): Jennifer L Tarr
Respondent(s): John Lowry, Joseph Ilg, Kim Monchik, Robert Murray, Spartan Capital Securities
Respondent Lawyers(s): Harry Delagrammatikas
Arbitrator(s): Rody P. Biggert
Hearing Site: Indianapolis, IN
Checkmark Icon$0
15-0116005/05/2016Claimant(s): David Englin
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): John Lowry, Kevin Sheehan Jr, Kim Monchik, Spartan Capital Securities
Respondent Lawyers(s): Harry J. Delagrammatikas
Arbitrator(s):
Hearing Site: Minneapolis, MN
Checkmark Icon$600

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