| 23-00608 | 08/07/2023 | Claimant(s): Michael Trotter
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
|  | $0 |
| 19-01392 | 12/12/2022 | Claimant(s): Jeffrey Cohen
Claimant Lawyers(s): David A. Schrader
Respondent(s): Wells Fargo Advisors Financial Network, Philip Pappas, Steven Dichter
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Annamaria Boccia Smith, John Herbert Grefe, John Warner Lowe
Hearing Site: New York, NY
| | $0 |
| 21-00114 | 05/19/2022 | Claimant(s): David C. Rentschler and Karen Ann
Claimant Lawyers(s): David Vermont
Respondent(s): Stephano Marino
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Darrell A. Hillis, Lita S Menkin, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | Dismissed by Rule 12212/12511 |
| 17-01716 | 03/25/2019 | Claimant(s): Windsor Street Capital
Claimant Lawyers(s): David A. Schrader
Respondent(s): Barry Jin, Brent Porges, Charles Giaimo, David Sheppard, Joseph Valenti, Matthew Deblois, Matthew Siliato, Maxwell Delaney, Michael LaVolpe, William Leonard
Respondent Lawyers(s): Barry Jin, Brent Morgan Porges, Charles Evan Giaimo, David Leonard Sheppard, M. David Sayid, Matthew Angelo Siliato, Matthew Charles Deblois, Maxwell Topper Delaney, Michael Scott LaVolpe, William McCabe Leonard
Arbitrator(s): Ann C. Northern, Sanford S. Stevens, Donald Nevin Gershuny
Hearing Site: New York, NY
| | |
| 17-00104 | 09/11/2017 | Claimant(s): Robert Sells
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Dean Kajouras, John Lowry, Yvonne Owens, Spartan Capital Holdings, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Stenson, Yvonne R. Owens
Arbitrator(s): David J. Hase
Hearing Site: Des Moines, IA
| | $600 |
| 16-01491 | 01/12/2017 | Claimant(s): Leonard Barenboim
Claimant Lawyers(s): Leonard Barenboim
Respondent(s): Bruce Meyers, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
| | |
| 16-01121 | 12/28/2016 | Claimant(s): Ruben Rucker
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Michael Dugan, Paul Taboada
Respondent Lawyers(s): David A. Schrader, Michael Joseph Dugan
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | $0 |
| 15-02368 | 12/06/2016 | Claimant(s): Theodore Zimbelman
Claimant Lawyers(s): Charles H. Field
Respondent(s): National Securities Corporation, Kyle Harrington
Respondent Lawyers(s): David A. Schrader, Elizabeth Lowery
Arbitrator(s): Harvey C. Flodin, Lawrence Alexander Huerta, Shawn Michael Spaulding
Hearing Site: San Diego, CA
| | $155,000 |
| 16-00201 | 09/30/2016 | Claimant(s): Robert Gray
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Isreal Torres, John Riccardi, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader, Isreal Wilfredo Torres, John F. Riccardi
Arbitrator(s): Jill I. Gross
Hearing Site: Albany, NY
| | $300 |
| 15-03365 | 06/09/2016 | Claimant(s): Joseph Pankowski
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Colin Archer, Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
| | $19,790 |
