23-00608 | 08/07/2023 | Claimant(s): Michael Trotter Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
| | $0 |
16-01522 | 07/24/2017 | Claimant(s): Steve Boehm IRA Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): K.C. Ward Financial Respondent Lawyers(s): Louis Ward Arbitrator(s): Terry F. Peppard Hearing Site: Milwaukee, WI
| | $11,610 |
12-02491 | 05/08/2015 | Claimant(s): George Carlo, Luis Sepulveda Claimant Lawyers(s): Charles M. O'Rourke Respondent(s): Barry Cassese, Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities. Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz Arbitrator(s): Mitchell Jay Bayer, John J. Vesey, Howard A. Baker Hearing Site: New York, NY
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12-01916 | 03/20/2015 | Claimant(s): Barry Cassese Claimant Lawyers(s): Charles M. O'Rourke Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities. Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman Hearing Site: New York, NY
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