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FINRA Awards for C. Kenneth Yoblon

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0353704/10/2015Claimant(s): Zachary Bader
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Brent Porges, Craig Taddonio, Craig Scott Capital
Respondent Lawyers(s): Liam O'Brien
Arbitrator(s): Howard J. Stiefel, C. Kenneth Yoblon, Denise L. Quarles
Hearing Site: New York, NY
12-0191603/20/2015Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
10-0554003/23/2012Claimant(s): Source Capital Group.
Claimant Lawyers(s): Mitchell H Cobert
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Clareman
Arbitrator(s): Robert Manfredo, Nancy Plesser Wendell, C. Kenneth Yoblon
Hearing Site: New York, NY

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