23-02793 | 09/26/2024 | Claimant(s): Peter Marshall Claimant Lawyers(s): Craig Riha Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Lawrence Barbot Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine Hearing Site: New York, NY
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23-00019 | 06/16/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Jorge Garzon Baquero Respondent Lawyers(s): Jorge L. Garzon Baquero Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
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21-02701 | 05/16/2022 | Claimant(s): Robert Iannazzo Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
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20-03668 | 03/03/2022 | Claimant(s): Eric Wenzel Claimant Lawyers(s): Howard Schragin Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Nirav S. Shah Arbitrator(s): Howard J. Stiefel, Elliot Schnapp, James G Paulsen Hearing Site: New York, NY
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21-01080 | 12/10/2021 | Claimant(s): Leon Behar Claimant Lawyers(s): Leon I. Behar Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah Hearing Site: New York, NY
| | $0 |
21-01174 | 10/26/2021 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): Michael R. Greco Respondent(s): Konstantinos Pagiazitis Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
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18-03696 | 09/20/2021 | Claimant(s): Jay Fagan, Sandra Fagan Claimant Lawyers(s): Richard D. De Vita Respondent(s): Morgan Stanley Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Howard J. Stiefel, Francis Carling, Richard Lee Mansdoerfer Hearing Site: New York, NY
| | Expungement |
19-01491 | 01/27/2020 | Claimant(s): Allied Millennial Partners Claimant Lawyers(s): Robert M. Bursky Respondent(s): Francesco Palmiotti Respondent Lawyers(s): Matthew N. Fiorovanti Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
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18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan Claimant Lawyers(s): Jonathan Sack Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Cameron Smith Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt Hearing Site: New York, NY
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17-00403 | 08/16/2018 | Claimant(s): Socrates Cruz Claimant Lawyers(s): Howard R. Elisofon Respondent(s): Morgan Stanley, Feliciano Fleita, Dytman Inc. Respondent Lawyers(s): Jeremy S. Winer, Santos Michelena de la Cova Arbitrator(s): Howard J. Stiefel, Nunzio Garzino, Anna Lascar Hearing Site: New York, NY
| | Expungement |