| 23-02793 | 09/26/2024 | Claimant(s): Peter Marshall
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lawrence Barbot
Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine
Hearing Site: New York, NY
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| 17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
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| 17-01489 | 02/14/2020 | Claimant(s): Alexander Martinelli, Christopher Herlihy, Jonathan Galli, Paul Connolly
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): David Wertz Ellis, John George Neylon, Charles R Markham
Hearing Site: Boston, MA
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| 17-01277 | 11/05/2018 | Claimant(s): Nicholas Finn
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria J. Kehoe
Arbitrator(s): Pamela H. Roderick, Joan M. Traub, Joseph Leo Calabrese
Hearing Site: New York, NY
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| 16-03065 | 10/10/2018 | Claimant(s): Brian Chilton
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): J. William Cook
Arbitrator(s): Richard J. Grahn, Howard N. Gorney, Jeffrey Neil Fink
Hearing Site: Boston, MA
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| 15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro
Claimant Lawyers(s): Robert Miller
Respondent(s): Ladenburg Thalmann & Co. Inc.
Respondent Lawyers(s): Michael D. Handelsman
Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman
Hearing Site: New York, NY
|  | $0 |
| 17-00192 | 04/24/2018 | Claimant(s): Matthew Proman
Claimant Lawyers(s): Robert Miller
Respondent(s): Byron Roth, David Farina, Jared Schramm, Roth Capital Partners
Respondent Lawyers(s): John R. Loftus
Arbitrator(s): Fred S. Pieroni, Richard Gee, Walter Arthur Saurack
Hearing Site: New York, NY
| | Expungement |
| 08-03389 | 03/27/2012 | Claimant(s): GameTech International.
Claimant Lawyers(s): Robert B. Bieck
Respondent(s): Lars Jacobson, Roland Hansalik
Respondent Lawyers(s): Philip E. Cook, Philip Cook
Arbitrator(s): Herbert Liberman, Robert G. Miller, David R. Finch
Hearing Site: Reno, NV
| | Expungement |
| 09-06132 | 01/03/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Miller
Respondent Lawyers(s): Robert Douglas Miller
Arbitrator(s): David A. Youngerman
Hearing Site: St. Louis, MO
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| 10-01848 | 12/01/2010 | Claimant(s): Pamela Mah
Claimant Lawyers(s): Pamela K. Mah
Respondent(s): Financial Advisers of America
Respondent Lawyers(s): Todd Pack
Arbitrator(s): Helen Marinak Blohm, Robert G. Miller, Edwin C. Shiver
Hearing Site: Honolulu, HI
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