19-03272 | 10/27/2023 | Claimant(s): 1926 Realty LItigation Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Carlos Benitez, Jeffrey Marcus, Jesus Gangi, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Fred S. Pieroni, Cheryl H. Agris, Erica Bunin Hearing Site: Jersey City, NJ
| | Expungement |
23-00164 | 04/06/2023 | Claimant(s): Josef Najar Claimant Lawyers(s): David E. Robbins Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hillis, Jr. Arbitrator(s): Fred S. Pieroni, Edward W. Morris, Joanne Basso Mack Hearing Site: New York, NY
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21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone Claimant Lawyers(s): August M. Iorio Respondent(s): Nicholas Palumbo Respondent Lawyers(s): Kevin Galbraith Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono Hearing Site: New York, NY
| | Expungement |
19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti Claimant Lawyers(s): Max Folkenflik Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz Hearing Site: Jersey City, NJ
| | Expungement |
20-00472 | 06/25/2021 | Claimant(s): Barbara Giffuni Claimant Lawyers(s): Phillip Gerschel Respondent(s): David Korostoff Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Fred S. Pieroni, Catherine Ladnier, Howard Alan Grinsberg Hearing Site: New York, NY
| | Expungement |
19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson Claimant Lawyers(s): Samuel M. Braverman Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro Hearing Site: Jersey City, NJ
| | $0 |
19-03341 | 05/06/2020 | Claimant(s): Timothy Kenyon Claimant Lawyers(s): Michael Lee Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Francine Barbara Colon Hearing Site: Newark, NJ
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18-02572 | 03/12/2020 | Claimant(s): David Saxe, Phyllis Saxe, Elana Jill Saxe-Incapaciated Person, Elana Jill Saxe SNI Trust Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Tracey Schusterman, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Fred S. Pieroni, Sandra Gale Behrle, Daniel Robbins Hearing Site: New York, NY
| | $152,674 |
18-03033 | 10/18/2019 | Claimant(s): Paul Leyder Claimant Lawyers(s): Darryl Bouganim Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Martin P. Unger Arbitrator(s): Richard W. Vallario, Fred S. Pieroni, Francis Carling Hearing Site: New York, NY
| | $270,329 |
18-01175 | 09/09/2019 | Claimant(s): Cary Grill Claimant Lawyers(s): Cary Gill Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Robert R. Salman, Sidney Seligman Hearing Site: Newark, NJ
| | Settlement |