21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone Claimant Lawyers(s): August M. Iorio Respondent(s): Nicholas Palumbo Respondent Lawyers(s): Kevin Galbraith Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono Hearing Site: New York, NY
| | Expungement |
19-02953 | 02/26/2021 | Claimant(s): Madeleine Porcelli Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Mary P. Bass, Robert E. Riccobono, Lawrence Williams Hearing Site: New York, NY
| | $0 |
17-03398 | 03/11/2019 | Claimant(s): The Estate of Kurt E. Dreyfuss Claimant Lawyers(s): Steven M. Kaplan Respondent(s): Benjamin De Angelis, Charles Goldberg, Morgan Stanley, Lane Katz Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Robert E. Riccobono, Richard Gee, Mitchell Regenbogen Hearing Site: New York, NY
| | Expungement |
15-00461 | 03/24/2016 | Claimant(s): Albert Akerman Claimant Lawyers(s): Avrohom Gefen Respondent(s): CL Wealth Management, Cabot Lodge Securities LLC Respondent Lawyers(s): Martin H. Kaplan, Martin Kaplan Arbitrator(s): William G. Binckes, Robert E. Riccobono, Robert Michael O'Brien Hearing Site: New York, NY
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13-00440 | 12/18/2014 | Claimant(s): John Thomas Financial Claimant Lawyers(s): Dan Druz Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau Respondent Lawyers(s): Adam D. Cole Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta Hearing Site: New York, NY
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