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FINRA Awards for Keith Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0083505/01/2015Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
Checkmark Icon$0
13-0044012/18/2014Claimant(s): John Thomas Financial
Claimant Lawyers(s): Dan Druz
Respondent(s): Anthony Maiuolo, Darren Himmelstein, Keith Williams, Renos Gordos, Rodney Laveau
Respondent Lawyers(s): Adam D. Cole
Arbitrator(s): Nancy Kramer, Robert E. Riccobono, Mildred Cruz-Dorta
Hearing Site: New York, NY

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