| 22-01980 | 06/26/2023 | Claimant(s): Christopher Dame
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Steven Meyrich
Hearing Site: Salt Lake City, UT
| | |
| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
| | |
| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Roger A. Geddes
Hearing Site: Albuquerque, NM
| | |
| 20-04189 | 12/22/2022 | Claimant(s): Tika Ventures LLC
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus
Hearing Site: Salt Lake City, UT
|  | $0 |
| 22-00242 | 12/19/2022 | Claimant(s): Gregory McLean
Claimant Lawyers(s): Stuart E. Finer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley, Esq.
Arbitrator(s): Ira A. Auerbach
Hearing Site: Syracuse, NY
| | |
| 22-01609 | 12/06/2022 | Claimant(s): The Hermes Family Trust
Claimant Lawyers(s): Courtney Werning
Respondent(s): Gregory Fockler, Royal Alliance Associates.
Respondent Lawyers(s): Gregory Curley
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
| | $10,600 |
| 22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
| | |
| 21-02467 | 08/19/2022 | Claimant(s): Paul Nash
Claimant Lawyers(s): Paul Nash
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
| | $0 |
| 22-00022 | 07/11/2022 | Claimant(s): Amanda Dunlap
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
| | |
| 21-01389 | 06/17/2022 | Claimant(s): Nicholas Agnone
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, James V. Noblett
Arbitrator(s): Sam Antar, Paul M. Friedman, Evan Powell
Hearing Site: New York, NY
| | |
