Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-01314 | 10/30/2024 | Claimant(s): David Maddox Claimant Lawyers(s): David Maddox Respondent(s): Wefunder Portal LLC Respondent Lawyers(s): Christopher Vail Arbitrator(s): Michael Kelley Hearing Site: Albuquerque, NM |  | $0 |
| 23-02988 | 07/26/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Jay H. Feldstein Hearing Site: Albuquerque, NM | ||
| 23-01161 | 05/31/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Michael Bessette Respondent(s): Equitable Advisors Respondent Lawyers(s): Renata Ortiz Bloom Arbitrator(s): Charles Earle Riggs Hearing Site: Albuquerque, NM | ||
| 20-01275 | 02/02/2024 | Claimant(s): Ryan Mummert Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Laurel Littman Gothelf, Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00901 | 01/11/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM | ||
| 23-01370 | 12/18/2023 | Claimant(s): Jorge Vielledent Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Donald Dreyfus Hearing Site: Albuquerque, NM | ||
| 22-02196 | 12/07/2023 | Claimant(s): Hector Mejia, Mario Arnal Reveles Claimant Lawyers(s): Christopher H. Tovar Respondent(s): ADP Broker-Dealer. Respondent Lawyers(s): Leigh H. McMonigle Arbitrator(s): Albert T. T. Cook, Mary C. Davis, Walter Steven Schwartz Hearing Site: Albuquerque, NM | ||
| 23-02042 | 11/27/2023 | Claimant(s): Guy Dietrich Claimant Lawyers(s): Guy Dietrich Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Robert Dean McKinley Hearing Site: Albuquerque, NM | | $88 |
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM |