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FINRA Awards for Equitable Advisors

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Displaying 10 out of 44 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0079411/27/2024Claimant(s): Richard Belline
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Robin-Renee Keys
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
23-0297309/30/2024Claimant(s): Joshua Alloway
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Joseph Two
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
23-0287306/21/2024Claimant(s): Louis Wargo
Claimant Lawyers(s): Jack D. Butler
Respondent(s): Equitable Advisors, FSC Securities Corporation
Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks
Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis
Hearing Site: Cleveland, OH
23-0197806/10/2024Claimant(s): Marc Jacobson
Claimant Lawyers(s): Owen Harnett
Respondent(s): Pruco Securities., Equitable Advisors
Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi
Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer
Hearing Site: Chicago, IL
23-0290406/07/2024Claimant(s): Roberto Costa
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kalie M. Maniglia
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
23-0116105/31/2024Claimant(s): Travis Hughes
Claimant Lawyers(s): Michael Bessette
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Renata Ortiz Bloom
Arbitrator(s): Charles Earle Riggs
Hearing Site: Albuquerque, NM
23-0155005/17/2024Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Amanda Sotak
Respondent(s): Wentworth Gardner
Respondent Lawyers(s): Alexander Padla
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
23-0286703/13/2024Claimant(s): Richard Stewart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Karen H. Chapman
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
23-0124102/14/2024Claimant(s): Joseph Petrillo
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Michael J. Biondi
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
23-0265501/26/2024Claimant(s): Marshall Manoff
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY

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