Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth Claimant Lawyers(s): Kathleen Patchel Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Jacksonville, FL | ||
| 23-01241 | 02/14/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 23-01193 | 01/30/2024 | Claimant(s): Phillip Weaver Claimant Lawyers(s): Kathleen Patchel Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-01225 | 01/25/2024 | Claimant(s): Todd Gomes Claimant Lawyers(s): Kathleen Patchel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 23-00650 | 12/20/2023 | Claimant(s): David Pennella Claimant Lawyers(s): Kathleen Patchel Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Samantha Springer Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-01139 | 11/07/2023 | Claimant(s): Benjamin Young Claimant Lawyers(s): Kathleen Patchel Respondent(s): Securities America. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 21-01495 | 06/07/2023 | Claimant(s): Mark Haye Claimant Lawyers(s): Kathleen Patchel Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd Hearing Site: Tampa, FL |