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FINRA Awards for Steele Thomas Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0267008/16/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
21-0149506/07/2023Claimant(s): Mark Haye
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd
Hearing Site: Tampa, FL

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