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FINRA Awards for Richard F. Lubarsky

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0149506/07/2023Claimant(s): Mark Haye
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd
Hearing Site: Tampa, FL
21-0221006/17/2022Claimant(s): Douglas Hillebrandt
Claimant Lawyers(s): Christopher Warren
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert H. Putnam
Hearing Site: Norfolk, VA
21-0114912/01/2021Claimant(s): Breton Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
20-0294004/23/2021Claimant(s): Michael Gisonda
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
20-0317804/21/2021Claimant(s): Todd Anderson
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Timothy J. Kroll
Hearing Site: Phoenix, AZ
20-0307703/26/2021Claimant(s): William Ho
Claimant Lawyers(s): Stephan Louviere
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): John F. Burns
Hearing Site: Columbus, OH
20-0327302/26/2021Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Richard F. Lubarsky
Respondent(s): Gina Adly
Respondent Lawyers(s): Gina Adly
Arbitrator(s): John Richard Lynch
Hearing Site: Boca Raton, FL
20-0182001/29/2021Claimant(s): Douglas Padden
Claimant Lawyers(s): Stephan Louviere
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
20-0259501/26/2021Claimant(s): Jeffery Still
Claimant Lawyers(s): Brian J. Palmeri
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
20-0142601/13/2021Claimant(s): James Dy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ

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