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FINRA Awards for John Arthur Riherd

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0149506/07/2023Claimant(s): Mark Haye
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd
Hearing Site: Tampa, FL
19-0108507/02/2020Claimant(s): Barbara Burda, Richard Burda
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Julia Miller, Michael Allen, G.F. Investment Services
Respondent Lawyers(s): Joel Ewusiak, Kimberly A Koves, Michael Dennis Allen
Arbitrator(s): Darryl C. Wilson, David Schwartzberg, John Arthur Riherd
Hearing Site: Tampa, FL
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