| 23-02824 | 08/09/2024 | Claimant(s): Mychael Nguyen
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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| 23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Brian Chicas
Respondent Lawyers(s): Brian Ariel Chicas
Arbitrator(s): B. John Dill
Hearing Site: Boston, MA
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| 22-00430 | 05/13/2024 | Claimant(s): Mark Carter
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Dennis Poulos, Eric Deems, Gerard Rocchi, Mark Madgett, NYLife Securities LLC, Vincent Spaniolo
Respondent Lawyers(s): Jeffrey A. Sturgeon
Arbitrator(s): Robert L. Altizer, Sandra Franklin, Mark Leslie Small
Hearing Site: Detroit, MI
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| 23-02134 | 04/22/2024 | Claimant(s): Sandra Scanni
Claimant Lawyers(s): Sandra Scanni
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher Murdoch
Arbitrator(s): Joan Maxine Secofsky
Hearing Site: New York, NY
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| 23-01289 | 04/10/2024 | Claimant(s): David Hancock
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Lita S. Menkin
Hearing Site: Birmingham, AL
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| 23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Leibish Schwartz
Respondent Lawyers(s): Leibish Schwartz
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu
Claimant Lawyers(s): William Bean
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Andrew S. Azarmi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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| 23-01487 | 12/15/2023 | Claimant(s): Michael Noland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
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| 22-01990 | 07/11/2023 | Claimant(s): Jane Doyle
Claimant Lawyers(s): Jane Doyle
Respondent(s): Scott Schechter, NYLife Securities LLC
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Mark L Miller, Alan M. Wolper, Steven H. Vogel
Hearing Site: Chicago, IL
|  | Expungement |
| 21-01495 | 06/07/2023 | Claimant(s): Mark Haye
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd
Hearing Site: Tampa, FL
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