| 22-01990 | 07/11/2023 | Claimant(s): Jane Doyle
Claimant Lawyers(s): Jane Doyle
Respondent(s): Scott Schechter, NYLife Securities LLC
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Mark L Miller, Alan M. Wolper, Steven H. Vogel
Hearing Site: Chicago, IL
|  | Expungement |
| 20-02259 | 02/09/2021 | Claimant(s): Kraig Mickelsen
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ausdal Financial Partners.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | |
| 15-02623 | 06/03/2016 | Claimant(s): David Bartelme
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Packerland Brokerage Services.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
| | $0 |
| 14-00987 | 11/16/2015 | Claimant(s): Alice Saffell, Cynthia Peterson
Claimant Lawyers(s): Alice Saffell, Cynthia A. Peterson
Respondent(s): Jack Kusch, Madison Avenue Securities.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Donald K. Eckhardt, Brian James Tagtmeier, Elena DiIorio
Hearing Site: Houston, TX
| | $15,000 |
| 12-01045 | 06/19/2013 | Claimant(s): Dake Investments
Claimant Lawyers(s): Joe Wojciechowski
Respondent(s): Charles Funke, Gregory Sernett, James Mason, Mark Sorensen, Michael Maughan, Sharon Weinle, Insphere Securities.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Robert S. McConnell, Bruce R. Heurlin, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | Expungement |
