24-00018 | 05/30/2024 | Claimant(s): Michael Djus Claimant Lawyers(s): Michael Djus Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): Steven E. Sexton Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI
| | $34,931 |
23-02514 | 04/12/2024 | Claimant(s): Marcia Hardy Claimant Lawyers(s): Marcia L. Hardy Respondent(s): Abacus Investments. Respondent Lawyers(s): Frederick E. Hohensee Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
| | $0 |
23-01375 | 04/10/2024 | Claimant(s): Michael Gregory Claimant Lawyers(s): Michael Gregory Respondent(s): Morgan Stanley Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO
| | $0 |
20-04055 | 07/07/2023 | Claimant(s): Grant Montgomery Claimant Lawyers(s): John Phillips Respondent(s): Carter, Terry & Company. Respondent Lawyers(s): Scott Holcomb Esq. Arbitrator(s): Barry Goldman, Lynn Hirschfeld Brahin, Brenda Adams Hearing Site: St. Louis, MO
| | $100,000 |
21-02745 | 03/31/2023 | Claimant(s): Jonathon Merickel Claimant Lawyers(s): Christopher H. Tovar Respondent(s): E*Trade Securities LLC, Laura Catalano Respondent Lawyers(s): Bruce Lewitas Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise Hearing Site: Chicago, IL
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22-00523 | 01/06/2023 | Claimant(s): Robert Reed Claimant Lawyers(s): Brian J. Davis Respondent(s): Christopher Fusco, Lon Faccini, Arive Capital Markets Respondent Lawyers(s): Anthony Varbero, Christopher Thomas Fusco Arbitrator(s): Julius Z. Frager, Lynn Hirschfeld Brahin, Jane Cohen Hearing Site: St. Louis, MO
| | Dismissed |
21-01972 | 10/25/2022 | Claimant(s): Jess Hurst Claimant Lawyers(s): Brian P. Nally Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynn Hirschfeld Brahin, Scott C. Matasar, David Arnold Hearing Site: Cleveland, OH
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21-02081 | 10/04/2022 | Claimant(s): Jill Jester Claimant Lawyers(s): Richard B. Fosher Respondent(s): Dinosaur Financial Group, L.L.C Respondent Lawyers(s): Paul Koepp Arbitrator(s): Peter Ordower, Gary P. Price, Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN
| | $429,143 |
22-00529 | 09/26/2022 | Claimant(s): Nathan Kinzinger Claimant Lawyers(s): Michael P. Tomlinson Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Mitchell Lee Marinello, Leonard Arthur Nelson, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
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19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI
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