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FINRA Awards for Scott Matasar

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0184207/30/2024Claimant(s): Randy Dean
Claimant Lawyers(s): Randy K. Dean
Respondent(s): Kelly Gillikin
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Tracy L. Allen, Scott C. Matasar, Tim Warner
Hearing Site: Cleveland, OH
Checkmark IconExpungement
21-0197210/25/2022Claimant(s): Jess Hurst
Claimant Lawyers(s): Brian P. Nally
Respondent(s): Cetera Advisors LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Lynn Hirschfeld Brahin, Scott C. Matasar, David Arnold
Hearing Site: Cleveland, OH
18-0331307/14/2021Claimant(s): Mary Krill-Eriksen
Claimant Lawyers(s): Dennis Murray
Respondent(s): Brian Lehner
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Eileen B. Vernon, William Joseph Baker
Hearing Site: Cleveland, OH
Checkmark IconExpungement
16-0327901/23/2019Claimant(s): Cathy Ferraro
Claimant Lawyers(s): Scott Matasar
Respondent(s): Shawn MacDonell, Hantz Financial Services.
Respondent Lawyers(s): Brian Masternak
Arbitrator(s): Keith J. Koerber, Michael J. Meeusen, Ethan Ray
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0018101/24/2017Claimant(s): Steven Marcelli
Claimant Lawyers(s): Brandon O. Trent
Respondent(s): LPL Financial LLC, Robert Rownd
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Ellen Holland Keller, William Joseph Baker
Hearing Site: Cleveland, OH
Checkmark Icon$0
15-0147207/22/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Jordan D. Maglich
Respondent(s): Gregory Rothery
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Stuart Sinai, Mimi B. Osiason, Kenneth M. Jackson
Hearing Site: Nashville, TN

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