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FINRA Awards for William Joseph Baker

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0018101/24/2017Claimant(s): Steven Marcelli
Claimant Lawyers(s): Brandon O. Trent
Respondent(s): LPL Financial LLC, Robert Rownd
Respondent Lawyers(s): Scott Matasar
Arbitrator(s): Jeffrey M. Bain, Ellen Holland Keller, William Joseph Baker
Hearing Site: Cleveland, OH
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