| 24-01178 | 10/30/2024 | Claimant(s): Mark Mann
Claimant Lawyers(s): Mark A. Mann
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Louis Charles Schmitt
Hearing Site: Cleveland, OH
|  | $0 |
| 22-02189 | 10/04/2024 | Claimant(s): Stephanie Bokor
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Jeffrey M. Bain, Kimberlee S. Ullner, Henry George Grendell
Hearing Site: Cleveland, OH
| | $0 |
| 23-01770 | 09/16/2024 | Claimant(s): Anne Connell-Freund
Claimant Lawyers(s): Jason T. Albin
Respondent(s): Derek Crihfield, Ameriprise Financial Services
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Lynn Hirschfeld Brahin, Robert M Lustig, Adeladi Williams
Hearing Site: Cleveland, OH
| | $0 |
| 21-01883 | 08/27/2024 | Claimant(s): Brock E. Milstein Trustee FBO Trust
Claimant Lawyers(s): David E. Robbins
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Carrie M. Stickel
Arbitrator(s): Robert M. Shwab, Robert H. Baker, Kevin Brodar
Hearing Site: Cleveland, OH
| | $0 |
| 23-01524 | 08/13/2024 | Claimant(s): David Pfanner
Claimant Lawyers(s): David Pfanner
Respondent(s): Katie Secker, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
| | $0 |
| 23-01591 | 08/07/2024 | Claimant(s): Cobra Trading.
Claimant Lawyers(s): Craig M. Warner
Respondent(s): Judy Reynolds
Respondent Lawyers(s): Stanley Q. Casey
Arbitrator(s): David Minc
Hearing Site: Cleveland, OH
| | $67,500 |
| 22-01842 | 07/30/2024 | Claimant(s): Randy Dean
Claimant Lawyers(s): Randy K. Dean
Respondent(s): Kelly Gillikin
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Tracy L. Allen, Scott C. Matasar, Tim Warner
Hearing Site: Cleveland, OH
| | Expungement |
| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
| | |
| 23-02873 | 06/21/2024 | Claimant(s): Louis Wargo
Claimant Lawyers(s): Jack D. Butler
Respondent(s): Equitable Advisors, FSC Securities Corporation
Respondent Lawyers(s): Jennifer R. Cox, Kevin W. Brooks
Arbitrator(s): Tracy L. Allen, David Arnold, Michael Alan Ellis
Hearing Site: Cleveland, OH
| | |
| 23-03015 | 06/18/2024 | Claimant(s): Thomas Scheiman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Independence Capital Co..
Respondent Lawyers(s): Dennis C. Twarogowski
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | |
