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FINRA Awards for Henry George Grendell

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0218910/04/2024Claimant(s): Stephanie Bokor
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Jeffrey M. Bain, Kimberlee S. Ullner, Henry George Grendell
Hearing Site: Cleveland, OH
Checkmark Icon$0
22-0285405/24/2024Claimant(s): Andrew Channon, David Parker, Joel Meyer, Larry Madsen, Paul Kennedy
Claimant Lawyers(s): Brandon Dei
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Gregory G. Gocek, Henry George Grendell, Michael Jay Teitelbaum
Hearing Site: Cleveland, OH
Checkmark Icon$0

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