| 23-01092 | 10/18/2024 | Claimant(s): Dale Duchscherer
Claimant Lawyers(s): Brandon Dei
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Craig A. Riha
Arbitrator(s): Steven A. Harris, Michael S. Lazan, Cheung David Chhieng
Hearing Site: New York, NY
|  | $0 |
| 23-01975 | 10/01/2024 | Claimant(s): Gregory Buckis
Claimant Lawyers(s): Brandon Dei
Respondent(s): Francis Carson, Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Christopher M. McMurray, Randy Jeff Branitsky, Kiran Nasir Gore
Hearing Site: Washington, DC
| | $0 |
| 23-00050 | 06/24/2024 | Claimant(s): Daniel Prielipp, Eddie Yaklin, Miguel Tavarez, Robert McCall
Claimant Lawyers(s): Brandon Dei
Respondent(s): Bernard Jasmin, Daniel Otoya, Hakim Donadelle, Kevin Chen, Serge Parakhnevich, Steros Christoforou, Vladimiro Panichi, PHX Financial.
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Christian A. Bourgeacq, Daniel D. Hill, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 23-02538 | 06/07/2024 | Claimant(s): Barnes Keller, Dale Hopkins, David Handy, Doug Ross, Kevin Major, Lawrence Clarke, Robert Burkett, Robert Grasso, Ted Brown
Claimant Lawyers(s): Brandon Dei
Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Steven C. Kempisty, Esq.
Hearing Site: Albany, NY
| | Dismissed by Rule 12504 |
| 22-02854 | 05/24/2024 | Claimant(s): Andrew Channon, David Parker, Joel Meyer, Larry Madsen, Paul Kennedy
Claimant Lawyers(s): Brandon Dei
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Gregory G. Gocek, Henry George Grendell, Michael Jay Teitelbaum
Hearing Site: Cleveland, OH
| | $0 |
| 23-01665 | 04/25/2024 | Claimant(s): Bradley Grate, David Hamilton, Gary Edwards, Jeffrey Worley, Robert Ertner
Claimant Lawyers(s): Brandon Dei
Respondent(s): Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $0 |
| 21-02684 | 04/17/2024 | Claimant(s): Steve Kramer
Claimant Lawyers(s): Brandon Dei
Respondent(s): Michael Finnan, Morgan Wilshire Securities.
Respondent Lawyers(s): Michael John Finnan
Arbitrator(s): Kendall C. Reed, Rick Gale Doty, Kimberly Johnson
Hearing Site: Denver, CO
| | Dismissed by Rule 12212©&12511(b) |
| 23-01148 | 12/08/2023 | Claimant(s): Claude Pizio, Patrick Deveraux, Robert Bozzi, Todd Rathe
Claimant Lawyers(s): Brandon Dei
Respondent(s): Alexander Simpson, Derrick Walsh, Gary Wiedman, Kathy Faucher, Shawn Kinsella, Axos Clearing LLC
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Fred W. Miller
Hearing Site: Philadelphia, PA
| | $0 |
