Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Anthony Paul, Nicholas Hamilton Respondent Lawyers(s): Kevin D. Galbraith Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty Hearing Site: Denver, CO | ||
| 21-02684 | 04/17/2024 | Claimant(s): Steve Kramer Claimant Lawyers(s): Brandon Dei Respondent(s): Michael Finnan, Morgan Wilshire Securities. Respondent Lawyers(s): Michael John Finnan Arbitrator(s): Kendall C. Reed, Rick Gale Doty, Kimberly Johnson Hearing Site: Denver, CO |  | Dismissed by Rule 12212©&12511(b) |