| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
| | |
| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
| | |
| 23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
| | |
| 18-03632 | 03/11/2024 | Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust
Claimant Lawyers(s): Charles Ferguson
Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust
Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden
Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson
Hearing Site: San Francisco, CA
|  | Dismissed by Rule 12504 |
| 23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | |
| 23-01811 | 02/09/2024 | Claimant(s): Keith Vandyke
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Oklahoma City, OK
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| 23-00203 | 12/20/2023 | Claimant(s): Patrick Elmore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
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| 23-00811 | 11/21/2023 | Claimant(s): Bernard Mahon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Nancy E. Watters
Hearing Site: Washington, DC
| | |
| 18-02934 | 11/01/2023 | Claimant(s): Ada Serena Cordova Armijos, Alvaro Campuzano Arteta, America Troya de Kennedy, Ana Constante, Ana Espin, Ana Garrido, Ana Meneses, Ana Narvaez Chacon, Ana Pallares, Ana Catalina Aylwin Eguiguren, Angel Basantes C., Angel Cevallas, Antonio Arregui Yarza, Carla Sandoval Vinelli, Carlos Helou Cevallos, Carlos Pinto, Carlos Recalde, Cecilia Marcial, Diego Calisto Albornoz, Diego Calisto Arteta, Diego Vasquez Davalos, Dominique Kennedy, Douglas Good, Edgar Ortega Carrion, Edison Garcia Gualpa, Eduardo Benitez, Eduardo Ledesma Mariscal, Edward Kennedy, Edwin Torres Mino, Elena Espinoza, Elsa Calvache Ulloa, Elsa Lalama Crespo, Elva Cervantes, Erika Calderon Medina, Erika Coba Vinelli, Estate of Washington Almeida Flores, Eugenio Arellano Fernandez, Eulalia Calderon Chiriboga, Fabian Montalvo Canelos, Fabian Yar, Fabiola Cadena Huertas, Fernando Bueno Martinez, Fernando Lucero, Francisco Correa Holguin, Francisco Lopez, Francisco Paez Puga, Gabriella Bobadilla, Germanico Davila Proano, Gilmer Viteri, Giorgio Peroni Marchina, Gladys Calvache Ulloa, Gladys Ochoa Egas, Gonzalo Carrera Segovia, Guadalupe Bernardina Ayala, Guillermo Rodriguez Miranda, Hector Darquea Moncayo, Hernan Calderon Segovia, Hernan Jaramillo Arias, Herrman Cevallos Silva, Hue Tran Tang, Hugo Araque, Hugo Bonilla Moyano, Ines Vela Barragan, Ines Villamar Espin, Irma Rubio Garcia, Jaime Toledo Romoleroux, James Esparza Cisneros, James Tran, Jose Cordova, Jose Ludena Granja, Jose Naranjo, Jose Pallares, Juan Vinelli Aguirre, Karen Sandoval, Karen Tran, Laura Luna Gaibor, Linda Andrade Zambrano, Lucia Tejada, Luis Castillo Vallejo, Luis Cordova Cevallos, Manuel del Solar, Marcia Calvache Ulloa, Marcia Sandoval Cerda, Maria Almeida Garcia, Maria Andrade Jarrin, Maria Arcos Darquea, Maria Armijos Torres, Maria Bueno Pallares, Maria Darquea, Maria Espin Tello, Maria Kennedy, Maria Lalama, Maria Moreno, Maria Pallares, Maria Perez, Maria Solar, Maria Vasquez, Martha Lopez Yanez, Miguel Fierro, Monica Almeida Garcia, Monica Duran Vaca, Monica Luna Gaibor, Monica Teran Burbano, Natalie Tapia Bermudez, Nora Calderon Chiriboga, Pablo Valencia Llerena, Paola Coba Vinelli, Paola Cortes Safadi, Patricio Campuzano, Paul Ortega Salazar, Paula Armijos, Paulina Villamar Espin, Ramiro Trujillo Grijalva, Rocio Ramon Banderas, Rodrigo Gandara, Rosa Arteta, Ruben Carrera Loza, Segundo Castillo, Silvino Mina, Soledad Vinelli, Sonia Vinelli Aguirre, Sylvia Albornoz Vorbeck, Tanya Valenzuela Endara, Tarquino Ludena Leon, Ute Wiecher Knaak, Vicariato Esmeraldas, Walter Medina Calderon, Xavier Meneses Espinosa, Xavier Pinto Vela, Cargi Business Corp., Conferencia Episcopal Ecuatoriana, Consejo Diocesanos Tulcan, Construction Management Solution., Founderz Group Limited, Kingvi Group, S.A., Magson Portfolio Corp., Megarmi
Claimant Lawyers(s): Francisco A. Rodriguez
Respondent(s): Raymond James & Associates., Raymond James Financial Services.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Steven Gerard Goerke, Isadora Velazquez-Rivas, Eric Mealus
Hearing Site: Miami, FL
| | $0 |
| 21-00602 | 07/03/2023 | Claimant(s): Charlotte Baldwin, Rand Baldwin
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Martin Pospicil, Raymond James Financial Services.
Respondent Lawyers(s): Jordan D. Maglich, Peter S. Fruin
Arbitrator(s): Michael J. Ahlstrom, Jon E Lewis, DeShannon McDonald
Hearing Site: Birmingham, AL
| | Expungement |
