| 24-01758 | 11/19/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Meredith Webber
Respondent Lawyers(s): Meredith Archer Webber
Arbitrator(s): Thomas M. Madden
Hearing Site: Albany, NY
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| 23-01593 | 10/14/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Krista Stamper
Respondent Lawyers(s): Krista Ann Stamper
Arbitrator(s): Herbert Liberman, Daniel M. Yamshon, Richard L. Warner
Hearing Site: Anchorage, AK
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| 24-00737 | 10/08/2024 | Claimant(s): Joseph Darpel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Joseph J. Dougherty, Paul E. Dahlman, Michele S. Riley
Hearing Site: St. Louis, MO
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| 23-01624 | 09/19/2024 | Claimant(s): Ramesh Madhusudan
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services., Vfinance Investments
Respondent Lawyers(s): Laura Ruiz Rivera, William Groeneveld
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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| 24-00654 | 09/17/2024 | Claimant(s): Clinton Wilson
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): M W Gear, Ellen J. Abrams, Michael John Florio
Hearing Site: Boca Raton, FL
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| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
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| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David E. Crawford
Hearing Site: St. Louis, MO
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| 23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
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| 18-03632 | 03/11/2024 | Claimant(s): J. Spencer Dryden Trust, T. Inez Dryden Trust
Claimant Lawyers(s): Charles Ferguson
Respondent(s): Catherine Angle, Darlene Dye, Raymond James & Associates., Raymond James Financial Services., Marc Miller, Mark Rockower, Phyllis K. Dryden Living Trust
Respondent Lawyers(s): Charles Ferguson, Michael S. Lamont, Peter S. Fruin, Phyllis Kay Dryden
Arbitrator(s): Philip Aaron Tymon, Alden Sharp Adkins, Scott Dodson
Hearing Site: San Francisco, CA
|  | Dismissed by Rule 12504 |
| 23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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