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FINRA Awards for Nathan Lamb

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0080203/15/2024Claimant(s): Mark Lamkin
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Calton & Associates.
Respondent Lawyers(s): Saad Rahmouni
Arbitrator(s): George G. Kurschner
Hearing Site: Louisville, KY
20-0367204/06/2021Claimant(s): Hans Hoehn
Claimant Lawyers(s): Nathan Lamb
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
19-0180403/13/2020Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
18-0391508/13/2019Claimant(s): Stuart Tsujimoto
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks Llc
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
17-0318408/07/2018Claimant(s): Thomas Wojcik, Timothy McCabe
Claimant Lawyers(s): Nathan Lamb
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
15-0016808/24/2015Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
12-0314704/24/2013Claimant(s): Charles Wood
Claimant Lawyers(s): Helen F. Wood
Respondent(s): Alfredo Ruiz, Chad Barancyk, Diana Remboski, Margaret Glennon, Michael Derosa, SII Investments., Oak Partners.
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Tim V. Young
Hearing Site: Indianapolis, IN
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