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FINRA Awards for Roberto Rivera Vazquez

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0207905/05/2023Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara M. Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramierz-Morales
Arbitrator(s): Robert G. Falbisaner
Hearing Site: San Juan, PR
19-0142901/30/2020Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
15-0016808/24/2015Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
12-0072509/06/2013Claimant(s): Genaro Mojica Negron, Luz Avila Jimenez
Claimant Lawyers(s): Marie Elsie Lopez Adames
Respondent(s): Roberto Rivera Vazquez, Popular Securities.
Respondent Lawyers(s): Nestor M. Mendez, Sara L. Velez-Santiago
Arbitrator(s): Steven M. Greenbaum, Seth L. Finkel, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
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