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FINRA Awards for Gara Seagraves

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0024807/19/2023Claimant(s): Karlamary Aleman Aponte
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Mariela M. Ramirez-Morales
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
19-0142901/30/2020Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gara Seagraves
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
12-0369406/20/2014Claimant(s): Clara Lenz, Friedel Lenz
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Gara Seagraves, Wendy S. Menghini
Arbitrator(s): Robert S. Sugarman, Philip J. Glick, Margaret Ann Angelucci
Hearing Site: Chicago, IL
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