22-01676 | 03/07/2024 | Claimant(s): Estate of Elisabeth Beatriz Sust Claimant Lawyers(s): Mark David Hunter Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Barth Satuloff, Andrea R. Jacobs, Joseph Michael Matthews Hearing Site: Boca Raton, FL
| | $0 |
23-00930 | 03/01/2024 | Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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19-02039 | 12/04/2023 | Claimant(s): Gables Capital Management. Claimant Lawyers(s): Jeffrey T. Foreman Respondent(s): Aaron Lupuloff, Stifel, Nicolaus & Co.., Jandra Lubovich, Jon Cooper, INTL FCStone Financial. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Barth Satuloff, Paul B. Glantz, Nanci Sondra Landy Hearing Site: Boca Raton, FL
| | Expungement |
22-02617 | 11/24/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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23-00248 | 07/19/2023 | Claimant(s): Karlamary Aleman Aponte Claimant Lawyers(s): Gara Seagraves Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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22-01600 | 05/19/2023 | Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
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20-03752 | 08/13/2021 | Claimant(s): Barbara Sopkin, Brummel Trust Claimant Lawyers(s): Barbara Sopkin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth Hearing Site: Boca Raton, FL
| | $0 |
20-03523 | 04/02/2021 | Claimant(s): Shannon Sweeney Claimant Lawyers(s): Shannon Sweeney Respondent(s): Acorns Securities Respondent Lawyers(s): Jack M. McNeily Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
| | $0 |
18-04048 | 04/13/2020 | Claimant(s): Carole Blake, Lawrence Franklin, Lawrence Franklin Revocable Trust Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Barth Satuloff, Robert Lawrence Ostrov, Peter Shapiro Hearing Site: Boca Raton, FL
| | $0 |
18-02471 | 01/10/2020 | Claimant(s): Margaret Bidgood Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe Hearing Site: Boca Raton, FL
| | $0 |