FINRA Awards for Leslie Y. Flores

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02641	08/05/2024	Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
23-00908	05/28/2024	Claimant(s): Anita Brennan Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
23-00443	04/24/2024	Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
22-02640	12/21/2023	Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
22-02617	11/24/2023	Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
22-02637	07/26/2023	Claimant(s): Carlos Pou Claimant Lawyers(s): Leslie Y. Flores Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Stuart K. Furman Hearing Site: San Juan, PR