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FINRA Awards for Anita Brennan

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0090805/28/2024Claimant(s): Anita Brennan
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina-Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0032902/14/2024Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Leslie Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
23-0004610/20/2023Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Leslie Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
22-0203407/06/2023Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Leslie Flores
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
22-0061602/07/2023Claimant(s): Anita Brennan
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
20-0317208/10/2021Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Leslie Flores
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
20-0092710/16/2020Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Elena G. Rodriguez
Hearing Site: San Juan, PR
20-0044409/04/2020Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
17-0009807/28/2017Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
14-0233103/24/2017Claimant(s): Alba Luz Rodriguez, Venancio Velazquez
Claimant Lawyers(s): Normarie Rodriguez-Perez, Osavldo Carlo
Respondent(s): Anita Brennan, UBS Financial Services Inc., Marina Tudela, UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Linnette Figueroa-Torres, Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Richard E. Lauziere, Allan R. Lazor, Peter A. Roche
Hearing Site: San Juan, PR
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