| 23-02956 | 04/18/2024 | Claimant(s): Tatyana Bunich
Claimant Lawyers(s): Robert Moses
Respondent(s): Independent Financial Group.
Respondent Lawyers(s): Sarah J. Kreisman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Elena D. Marcuss
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 23-00052 | 12/04/2023 | Claimant(s): Wallace Suku
Claimant Lawyers(s): Wallace W. Suku
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Richard E. Lauziere, Peter H. Goldberg, Ronald Kalungi
Hearing Site: Washington, DC
|  | $0 |
| 22-00631 | 09/30/2022 | Claimant(s): Kevin Nolan
Claimant Lawyers(s): Denis Dice
Respondent(s): Db Alex. Brown LLC
Respondent Lawyers(s): Deutsche Banc Alex Brown Inc.
Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar
Hearing Site: Baltimore, MD
| | |
| 21-02658 | 08/26/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): John Baer
Respondent Lawyers(s): John Charles Baer
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 19-03404 | 03/21/2022 | Claimant(s): Frank B Hannah Sr.
Claimant Lawyers(s): Luke Rommel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Truitt
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Daniel J. Donovan, Richard E. Lauziere, Tina E. Patterson
Hearing Site: Baltimore, MD
| | Expungement |
| 21-00848 | 08/05/2021 | Claimant(s): Michael Sanzo
Claimant Lawyers(s): Michael Ryan Sanzo
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | $300 |
| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James Noblett
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | |
