| 23-01286 | 01/11/2024 | Claimant(s): Jaime Benedetti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): John Peter Purcell
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
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| 19-03153 | 06/08/2021 | Claimant(s): Purshe Kaplan Sterling Investments
Claimant Lawyers(s): Lewis S. Fischbein
Respondent(s): Gopi Vungarala
Respondent Lawyers(s): Gopi Krishna Vungarala
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 20-03958 | 06/01/2021 | Claimant(s): Jonathan Sard
Claimant Lawyers(s): James P. Galvin
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Michael J. Ahlstrom, Judith Stilz Ogden, Brian Francis Pocock
Hearing Site: Atlanta, GA
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| 19-00519 | 04/08/2021 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments
Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal
Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill
Hearing Site: Phoenix, AZ
|  | Expungement |
| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 19-03630 | 11/17/2020 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
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| 20-00973 | 11/10/2020 | Claimant(s): Brian Bogart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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| 18-04359 | 09/11/2019 | Claimant(s): Matthew Bradley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
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| 19-00399 | 07/11/2019 | Claimant(s): Lawrence King
Claimant Lawyers(s): Mark T Walsh
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): David R. Foley
Hearing Site: Albany, NY
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| 14-00549 | 11/18/2014 | Claimant(s): Ian Cole
Claimant Lawyers(s): Ian Stuart Cole
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David M. Purcell
Arbitrator(s): Joseph J. Arata, John A. Astorina, Stuart L. Bass
Hearing Site: New York, NY
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