Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00519 | 04/08/2021 | Claimant(s): Claimant Lawyers(s): Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill Hearing Site: Phoenix, AZ |  | Expungement |
| 19-02251 | 03/17/2020 | Claimant(s): Keith DeGreen Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Kenneth Layne Morrill, Renee Bryna Gerstman, James M Garber Hearing Site: Phoenix, AZ |